October Term 2023
No. 22-704

Vidal v. Elster

Petitioner Katherine K. Vidal, Under Secretary of Commerce for Intellectual Property and Director, United States Patent and Trademark Office · Respondent Steve Elster

Reporter
602 U.S. ___ (2024)
From
United States Court of Appeals for the Federal Circuit
How it got here
writ of <i>certiorari</i>

Does the refusal to register a trademark under 15 U.S.C. § 1052(c) when the mark contains criticism of a government official or public figure violate the Free Speech Clause of the First Amendment?

Question before the Court

What happened

In 2018, Steve Elster attempted to register the phrase “TRUMP TOO SMALL” for use on various types of shirts, intending the mark to serve as political commentary on President Donald Trump and his policies. The Patent and Trademark Office (PTO) examiner rejected the application, citing two sections of the Lanham Act: Section 2(c), which prohibits registering a mark that identifies a living individual without their consent, and Section 2(a), which bars marks that falsely suggest a connection with living or dead persons. Elster appealed, arguing that the provisions infringed on his First Amendment rights and were not narrowly tailored to serve a compelling government interest. The Board upheld the examiner's decision based solely on Section 2(c), asserting that the statute is constitutional and serves compelling government interests, including the protection of individual rights and consumer protection. Elster appealed the decision, and the Federal Circuit reversed.

9–0 for Vidal
with the majority concurring in dissent recused filed an opinion
How the vote aligned with ideology

Unanimous.

Liberal Conservative
voted with the majority dissented

All nine justices agreed on the outcome. Concurrences may differ on reasoning, but the Court spoke with one voice on the judgment.

The opinions 4

Justice Thomas, for the Court

Clarence Thomas

Joined by Alito, Gorsuch, Roberts, Kagan, and Jackson.

Justice Kavanaugh, concurring

Brett M. Kavanaugh

Joined by Alito, Gorsuch, Roberts, Kagan, and Jackson.

Justice Barrett, concurring

Amy Coney Barrett

Joined by Alito, Gorsuch, Roberts, Kagan, and Jackson.

Justice Sotomayor, concurring

Sonia Sotomayor

Joined by Alito, Gorsuch, Roberts, Kagan, and Jackson.

The holding

The Lanham Act’s “names clause,” which prohibits registering trademarks containing a living person’s name without their consent, does not violate the Free Speech Clause of the First Amendment. Justice Clarence Thomas authored the 6-3 majority opinion of the Court. While the “names clause” restriction is content-based since it depends on whether a mark contains a name, it is viewpoint-neutral because it applies regardless of the message. Due to trademark law’s historical coexistence with the First Amendment and its inherently content-based nature, the restriction does not need to satisfy heightened scrutiny. There is a deep historical tradition of restricting the trademarking of names. Under common law, people could only trademark their own names and could not prevent others with the same name from using it. This tradition reflected two key principles: that people have ownership rights over their own names, and that trademarks serve to identify the source of goods and protect the reputation of their makers. The names clause follows this tradition by preventing people from exploiting others’ names and reputations without consent, similar to how the Court previously upheld restrictions on using the word “Olympic” without the U.S. Olympic Committee’s permission. Justice Brett Kavanaugh authored an opinion concurring in part, in which Chief Justice John Roberts joined. Justice Amy Coney Barrett authored an opinion concurring in part, in which Justice Elena Kagan joined, and in which Justices Sonia Sotomayor and Ketanji Brown Jackson joined in part. Justice Sotomayor authored an opinion concurring in the judgment, in which Justices Kagan and Jackson joined.

Argued by

For the petitioner
  • Malcolm L. Stewart for the Petitioner
For the respondent
  • Jonathan E. Taylor for the Respondent

Case path

  1. Jun 5, 2023 granted
  2. Nov 1, 2023 argued
  3. Jun 13, 2024 decided

Read the opinions